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Legal Ethics

North Carolina Court of Appeals
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N.C. State Bar v. Cummings — DHC’s Five-Year Suspension Vacated in Part; Hearsay and Willfulness Failures Undermine Three of Four Misconduct Findings

The North Carolina Court of Appeals unanimously affirmed a DHC finding that attorney Mark Cummings lied to Bar investigators about compensating a paralegal, but vacated three other misconduct findings—on failure to file 1099s (no willfulness finding by the DHC), a courtroom recording device (no evidence of an actual misrepresentation), and a residency misrepresentation (prior out-of-court statement inadmissible under Rules 804(b)(5) and 803(24) because the declarant testified live at the hearing). The case was remanded for the DHC to reconsider appropriate discipline based only on the violations that survived review.

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Matter of Moss

Appellate Division grants immediate interim suspension of attorney based on misconduct posing immediate threat to public interest pending completion of disciplinary proceedings.

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Matter of Figueroa

Appellate Division disbars attorney for persistent failure to cooperate with disciplinary investigation, including failure to respond to complaints, produce documents, and oppose disbarment motion.

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Matter of Cimino

Appellate Division imposes reciprocal discipline for three separate Colorado disciplinary actions spanning two decades, including suspension, reprimand, and further suspension for multiple rule violations.

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Matter of Caruso

Appellate Division imposes reciprocal discipline on attorney suspended in New Jersey for negligent misappropriation of client funds, finding no applicable defense to reciprocal proceedings.

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Matter of Taylor

Second Department sustains all four charges against second law firm partner for same escrow account misappropriation and record-keeping failures as companion case Matter of Silverman.

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